Dec. Employee

To,

Compliance Officer,

Statement of Demat/ Trading Account Held

I hereby declare that the following Demat/ Trading Accounts are held by me.
Sr. No. Name DP ID/Client ID Trading Member Date of Account Opening
Further, I undertake to inform of any new account opened with any member of the exchange immediately.
I hereby confirm that the above information is true.
Thanking you
Yours faithfully
Signature: ________________
Employee Name: _____________

To,

The Compliance Officer,

Dear Sir/Madam,
I wish to inform you that I am not involved in any type of trading of securities in the Indian market.
I hereby declare that I am not in possession of any unpublished price sensitive information on the company in which I am proposing to buy/sell.
I am not involved in any sort of market manipulation, front running, and unfair trade practices etc.
Thanking you
Yours faithfully
Signature: ________________
Employee Name: _____________